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Professional Opportunities

Commodities Compliance, 8+ yrs PQE, Singapore

Consultant: Vanessa Lam
Consultant Email: [email protected]
Consultant Tel: 65 6407 1054
Consultant Website: http://www.puresearch.com/
PBPress Ref.: JO-1702-Comp-VP/PBP
Location: Asia - Singapore
Post Date: 2017-08-16 09:53:41


SGD $200k per year

Key Responsibilities

- Provide compliance support to various businesses in Asia, focusing on Commodities product.

- Assist with regulatory and compliance issues relating to business activities;

- Work on the compliance review of new transactions and new products;

- Involve in the development and maintenance of compliance plans, related policies and procedures and monitor compliance with these policies;

- Assist with the preparation of regulatory compliance reports as required per the compliance plans and governance framework;

- Conduct ongoing risk assessment on the business and ensure adequate controls are established;

- Oversee the monitoring, reporting and escalation of compliance issues;

- Keep abreast of upcoming, new and revised rules, regulations and directives applicable to the business, and facilitate changes as required. This includes proactive and early communication with business and compliance stakeholders to ensure timely compliance with any changes required;

- Assist senior management with the delivery of key divisional projects as required; and

- Liaise with compliance colleagues to assist with the delivery of the regional and global compliance priorities.

The Successful Candidate Will Have

- Tertiary qualifications in Accounting / Finance, Law or another related discipline;

- Demonstrable relevant business compliance experience in futures brokerage and/or commodities business, of at least 8 years with regulators (MAS or SGX), financial institutions, and/or commodities trading firms;

- Compliance experience in futures brokerage and/or physical commodities businesses;

- Knowledge of the relevant OTC regulatory reforms such as Singaporeā€™s, Dodd Frank and EMIR regulatory requirements;

- Some experience dealing with Asian regulators such as the Monetary Authority of Singapore and relevant industry bodies;

- Ability to take a pragmatic commercial approach to compliance, with an interest in working closely with the business, whilst achieving the desired outcome;

- Strong relationship / stakeholder management with demonstrated ability to influence key stakeholders through effective communication (written and verbal) and persuasive presentations;

- Demonstrated experience successfully engaging with regulators, senior business executives and boards

For additional information, please contact Vanessa Lam D: +65 6407 1054 e: [email protected] EA No: 12S5954 / MOM No: R1105334

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